Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.
American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
Merit Financial Group LLC increased its stake in shares of Vanguard Real Estate ETF (NYSEARCA:VNQ – Free Report) by 12.5% in ...
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...
The financial industry is experiencing a transformative moment as it navigates the intersection between traditional financial ...
Park Avenue Securities LLC grew its holdings in shares of Vanguard Long-Term Bond ETF (NYSEARCA:BLV – Free Report) by 96.7% ...
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