Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities ...
(Reuters) - The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) ...
Without admitting or denying the SEC's findings, Vanguard agreed to pay $18.2 million in disgorgement and prejudgment interest that will be deemed satisfied by the payment of $92.91 million in relief ...
Vanguard Group Inc. will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...