Merit Financial Group LLC Invests $1.87 Million in Vanguard U.S. Momentum Factor ETF (BATS:VFMO)
Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with ...
Park Avenue Securities LLC Boosts Stock Position in Vanguard Consumer Discretionary ETF (NYSEARCA:VCR)
Park Avenue Securities LLC lifted its stake in Vanguard Consumer Discretionary ETF (NYSEARCA:VCR – Free Report) by 37.9% during the fourth quarter, according to its most recent disclosure with the ...
The Highland County Press14h
Ohio Department of Commerce Divisions of Securities, Financial Institutions announce multistate settlements
The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...
Financial Crime Weekly: American Express Pays $108 Million To Settle Deceptive Marketing Charges, Vanguard Group Pays $106 Million For Violations
American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...
The Mountain Press17h
TDCI’s Securities Division joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
Hoodline1d
New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
shorenewsnetwork2d
State Securities Regulators Reach Settlement with Vanguard
State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...
The Daily News Online2d
Vanguard Group Inc. agrees to pay $106M settlement
Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...
Arkansas party in $106 million settlement with Vanguard
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...
Crypto Firm DCG Settles With SEC For $38.5M Over Misleading Investors
Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.
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SEC Fines Vanguard for Misleading Retail Target Date Fund Investors
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...