The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...

American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...

The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Merit Financial Group LLC increased its stake in shares of Vanguard Real Estate ETF (NYSEARCA:VNQ – Free Report) by 12.5% in ...

State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...

Vanguard, one of the largest mutual fund companies in the United States agreed to pay investors $106 million, CNN reports.

The U.S. Federal Trade Commission finalized a consent order that resolves antitrust concerns surrounding Chevron Corp.'s (CVX) ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...