State AG, SEC reach $106M settlement from investment adviser Vanguard Group
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.
The Mountain Press3h
TDCI’s Securities Division joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and
Courthouse News Service3d
Investment firm Vanguard agrees to $106 million fine in SEC retirement fund probe
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to adequately inform of a critical change to its retirement funds.
Hoodline11h
New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Arkansas party in $106 million settlement with Vanguard
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange Commission and other state regulators in a $106 million settlement with Vanguard Marketing Corp.
Fifth Third Wealth Advisors LLC Takes $256,000 Position in Expedia Group, Inc. (NASDAQ:EXPE)
Fifth Third Wealth Advisors LLC purchased a new position in Expedia Group, Inc. (NASDAQ:EXPE – Free Report) in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC).
Wedmont Private Capital Takes $200,000 Position in US Foods Holding Corp. (NYSE:USFD)
Wedmont Private Capital acquired a new position in US Foods Holding Corp. (NYSE:USFD – Free Report) during the fourth quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission.
Hosted on MSN2d
NYers To Receive Share of $106M Settlement Over Vanguard Retirement Fund Changes
Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 million, multi-state settlement was reached with Vanguard Group. The agreement,