SailPoint Parent LP, the indirect parent company of identity-security solutions provider SailPoint Technologies, on Friday filed for a $100M initial public offering. SailPoint didn’t disclose terms in the filing with the U.

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct subsidiary Genesis Global Capital LLC have agreed to pay a combined $38.5 million in civil penalties to settle charges they misled investors about Genesis's financial condition.

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.

Wedmont Private Capital bought a new position in Amcor plc (NYSE:AMCR – Free Report) in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC).

Brookstone Capital Management bought a new stake in shares of VanEck High Yield Muni ETF (BATS:HYD – Free Report) in the 4th quarter, according to its most recent disclosure with the Securities & Exchange Commission.

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors. What Happened: DCG,

The US Securities and Exchange Commission (SEC) has ordered DCG to pay a $38 million civil fine and also comply with a cease-and-desist order to prevent

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

Odyssey Therapeutics (ODTX), which is developing treatments for inflammatory bowel disease, has filed for a $100M initial public offering. While Odyssey (ODTX) didn't disclose any terms in its SEC filing,

Digital Currency Group and its subsidiary Genesis Global Capital settled Securities and Exchange Commission charges on Friday — the latest in a slew of crypto firms to do so as US regulators appear to clear their slates in the waining days of the Biden administration.

SEC fines Digital Currency Group $38M for misleading investors about Genesis Global Capital's financial health post-3AC collapse.